Aviso Wealth:
At Aviso, we are dedicated to improving the financial well-being of Canadians. As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, and community. Working with talented and energetic professionals who exemplify our values every day, you will quickly notice that our people and dynamic ‘oneaviso’ culture sets us apart. If you are looking for interesting and challenging work, at a company committed to its people, find out more about what Aviso has to offer at www.aviso.ca .
The Opportunity:
We’re looking to fill an opening for a Financial Crime Analyst to join our Compliance team.
Reporting to the Manager AML Compliance, the Financial Crime Analyst is responsible for reviewing incidents of suspected fraud and AML risks against Aviso and its clients and ensure compliance to regulatory requirements and internal policy controls. The Financial Crime Analyst will conduct in-depth investigations and effectively take appropriate actions.
As one aviso:
• We Care – You do the right thing for clients, partners and colleagues. You build trusted relationships, champion service excellence, and contribute to a culture where people feel valued and supported
• We Dare –You challenge the status quo with bold ideas and fresh perspectives. You embrace change, seek opportunities to innovate and are comfortable exploring new ways of working
• We Share – You collaborate openly and build meaningful relationships. You seek out diverse perspectives, share your knowledge and work together to help colleagues, clients and partners succeed
• We Deliver – You take ownership of your work, honour your commitments and focus on delivering meaningful results. You hold yourself accountable and continuously look for ways to improve
What your day looks like:
• Day to day analysis and assessment of fraud and AML alerts including detailed review of client records and account activity
• Collaborate with internal and external stakeholders (e.g., other Financial Institutions) as required
• Document actions and information reviewed throughout an investigation to develop and maintain case files, including drafting complete and concise investigation reports and regulatory filings
• Remediate activity deemed fraudulent/suspicious as per regulatory and internal policies
• Identify through fraud case analysis opportunities and business process review to enhance internal policies, procedures, and controls
• High risk client monitoring
• Provide fraud and AML guidance and clarification on requirements to stakeholders
• From time to time, support compliance initiatives
Your experience and skills:
• 5 years experience in a securities dealer environment. Experience in a fraud, AML or compliance role is an asset.
• Strong analytical, problem-solving and investigation skills
• Strong attention to detail and high degree of accuracy
• Proven ability to build and develop mutually beneficial relationships at all levels
• Certified Fraud Examiner (CFE) designation, Certified Financial Crime Specialist (CFCS) designation, Certified Financial Crimes Investigator (CFCI) designation, Certified Anti-Money Laundering Specialist (CAMS) Certification or Canadian Securities Course (CSC) is an asset
• Strong communication skills in English are required, both verbal and written. Bilingual skills in French are an asset